Comments on: FINRA Rules Against Regions Financial Corp.’s Morgan Keegan In Latest Arbitration Claim http://www.investorprotection.com/blog/2009/03/13/finra-rules-against-regions-financial-corp%e2%80%99s-morgan-keegan-in-latest-arbitration-claim/ Sat, 12 May 2012 07:14:57 +0000 hourly 1 http://wordpress.org/?v=3.2.1 By: Mark http://www.investorprotection.com/blog/2009/03/13/finra-rules-against-regions-financial-corp%e2%80%99s-morgan-keegan-in-latest-arbitration-claim/#comment-4869 Mark Mon, 11 May 2009 21:27:13 +0000 http://www.investorprotection.com/blog/?p=144#comment-4869 I have lost over $90,000 in 3 of the RMK funds. I signed with an law firm to bring FINRA action. The firm is now telling me that the FINRA awards have favored only investors that purchased and/or maintained accounts through Regions, or RMK. I bought the funds directly into my Fidelity account. The lawyers are advising that my best recovery chance is through the class action suit. I have lost over $90,000 in 3 of the RMK funds. I signed with an law firm to bring FINRA action. The firm is now telling me that the FINRA awards have favored only investors that purchased and/or maintained accounts through Regions, or RMK. I bought the funds directly into my Fidelity account. The lawyers are advising that my best recovery chance is through the class action suit.

]]> By: Brian http://www.investorprotection.com/blog/2009/03/13/finra-rules-against-regions-financial-corp%e2%80%99s-morgan-keegan-in-latest-arbitration-claim/#comment-4438 Brian Thu, 09 Apr 2009 17:32:49 +0000 http://www.investorprotection.com/blog/?p=144#comment-4438 It is surprising that the portfolio management group in charge of these funds cannot test for risk or downside events that could put the funds in harms way. It seems that everything is being managed without consideration for large events that could ultimately realize risk or loss. Brian Indianapolis, IN It is surprising that the portfolio management group in charge of these funds cannot test for risk or downside events that could put the funds in harms way. It seems that everything is being managed without consideration for large events that could ultimately realize risk or loss.

Brian
Indianapolis, IN

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