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Maddox Hargett & Caruso, P.C. is an “AV” rated law firm, representing individual and institutional investors from around the world in securities arbitration and securities litigation. Since 1991, our securities lawyers have recovered investment losses for thousands of investors. We aggressively pursue claims of fraud, violations of State and Federal securities laws, stockbroker misconduct, misrepresentation of financial products, and stockbroker negligence.
Maddox Hargett & Caruso, P.C. Wins $54 Million Award For Investors
On April 11, 2011, FINRA issued a $54 million award against Citigroup, one of the largest arbitration awards on record, in investor claims involving the MAT/ASTA leveraged municipal bond funds.
Investor News
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Besides their higher-than-average risks and inherent complexity, non-traded REITs, leveraged and inverse exchange-traded funds, variable annuities, structured...
'Warehoused' Loans Can Create Wins for Banks, Losses for Investors
A new study from Securities Litigation and Consulting Group (SLCG) investigates the subject of "warehousing" loans and the conflicts of interest that can...
Investor Blog
FINRA Targets David Lerner Over Non-Traded REITs
Sometimes it takes awhile to learn a lesson. Just ask David Lerner. With his firm, David Lerner Associates, already facing a disciplinary complaint by...
Problems Can Be Hidden In TIC Investments
The financial meltdown of several high-profile companies behind tenant-in-common (TIC) offerings raises new questions about the way TIC investments are...
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