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Maddox Hargett & Caruso, P.C. is an “AV” rated law firm, representing individual and institutional investors from around the world in securities arbitration and securities litigation proceedings. Our experienced lawyers understand the complexities of securities law and have recovered tens of millions of dollars for investors through FINRA arbitrations, independent settlements, mediations and State and Federal court litigation.
Since 1991, Maddox Hargett & Caruso, P.C. has recovered investment losses for thousands of investors. We aggressively pursue claims of fraud, violations of State and Federal securities laws, stockbroker misconduct, misrepresentation of financial products, and stockbroker negligence.
Investor News
Structured Notes: A Flawed Investment Product?
Structured notes may soon be the "next investment bubble" on Wall Street, according to some analysts. The products, which are packaged as derivatives mixed...
Fannie Mae, Freddie Mac: The Saga Continues
Fannie Mae and Freddie Mac were supposed to make the American Dream of home ownership an affordable reality for millions of hard-working families. Instead,...
Investor Blog
Scrutiny Over Retained Asset Accounts Rages On
Retained asset accounts (RAA) are in the regulatory hot seat, with critics of the vehicles calling on life insurance companies to improve disclosure policies...
Retained Asset Accounts: Buyer Beware?
Retained asset accounts are facing growing scrutiny, with regulators calling into question the disclosure policies of insurance companies that market and...
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