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Sources

  1. 85% increase in securities arbitration claims, 2008 vs. 2007
    Source: FINRA
  2. 74% of investors recovered money from FINRA claims, 2008
    Source: FINRA
  3. 32% increase in SEC investment fraud investigations, 2008
    Source: Los Angeles Times, May 7, 2009
  4. 88% increase in securities class-action suits filed 2006 to 2008
    Source: FINRA
  5. 84% of FINRA Mediation cases settled in agreement, 1Q 2009
    Source: FINRA
  6. 271% increase in broker misrepresentation claims, 2008 vs. 2007
    Source: FINRA
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