Primary Navigation
Maddox Hargett & Caruso, P.C. is an “AV” rated law firm, representing individual and institutional investors from around the world in securities arbitration and securities litigation. Since 1991, our securities lawyers have recovered investment losses for thousands of investors. We aggressively pursue claims of fraud, violations of State and Federal securities laws, stockbroker misconduct, misrepresentation of financial products, and stockbroker negligence.
Maddox Hargett & Caruso, P.C. Wins $54 Million Award For Investors
On April 11, 2011, FINRA issued a $54 million award against Citigroup, one of the largest arbitration awards on record, in investor claims involving the MAT/ASTA leveraged municipal bond funds.
Investor News
Elder Americans & Financial Fraud
Financial fraud – including investment, Internet and credit card scams – is on the rise, and the targeted victims are increasingly elder Americans....
Capital Financial Buys Back Shares Sold to Pawn Shop
Broker/dealer Capital Financial Holdings has come up with a novel idea to stay financially afloat: go to a network of pawn shops for financing. Capital...
Investor Blog
Senior Citizens Easy Target for Private-Placement Scams
Senior investors are an easy and vulnerable target for financial fraud. Individuals 65 or older manage a large percentage of the nation's liquid assets...
Complex Investment Products in Hot Water With FINRA
Brokerage firms and registered reps selling private placements, inverse and leveraged exchange traded funds (ETFs), structured notes and other complex...
Top
Selection of Counsel
Is an important decision that should be made with great care. Review our credentials; contact us to discuss your case.
