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Representing Individual, High Net Worth & Institutional Investors

Offices in Indiana and New York City

317.598.2040
212.837.7908

Investor News

Investor Blog

Tom Buck Update

Former heavy-hitter stockbroker Buck charged with fraud, the IBJ has the latest on these charges. Click this link: https://www.ibj.com/articles/66070-former-heavy-hitter-stockbroker-buck-charged-with-fraud

Investigations

“The SIPC Task Force should ensure its role in the protection of investors.”

Steven Caruso, March 2012
Testifying Before Congress


Distinguished Service Award

Mark Maddox has received the “Distinguished Service Award” from the Public Investors Arbitration Bar Association (PIABA) for his “outstanding long-term and sustained service to promote the interests of public investors” in matters involving securities and commodities arbitration.