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Maddox Hargett & Caruso, P.C. is an “AV” rated law firm, representing individual and institutional investors from around the world in securities arbitration and securities litigation proceedings. Our experienced lawyers understand the complexities of securities law and have recovered tens of millions of dollars for investors through FINRA arbitrations, independent settlements, mediations and State and Federal court litigation.
Since 1991, Maddox Hargett & Caruso, P.C. has recovered investment losses for thousands of investors. We aggressively pursue claims of fraud, violations of State and Federal securities laws, stockbroker misconduct, misrepresentation of financial products, and stockbroker negligence.
Investor News
Medical Capital Holdings and Securities America Failed In Due Diligence Department
The Medical Capital case and now Securities America case underscore what can happen when broker/dealers fail to perform due diligence on the products they sell to unsophisticated investors. Medical Capital is a Tustin, California, company that provides financing to healthcare providers by buying their accounts receivables and making secured loans. In July, Medical Capital was sued by the Securities and Exchange Commission (SEC) for allegedly charging investors $18.5 million in undisclosed administrative fees.
Investor Blog
Motion To Appoint Receiver Filed In Fair Finance Case
As investigations continue into the business dealings of Tim Durham and Fair Finance, a motion has been filed on behalf of some Fair Finance investors to appoint a receiver in the case. The motion was filed Feb. 4 by the law firms of Maddox Hargett & Caruso and David P. ...
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