Current Investigations
VSR Fined Over Alternative Investments
Alternative investments continue to garner the wrath of regulators and more trouble for broker/dealers. Last week, the Financial...
Education Is Key to Preventing Elder Fraud
Elder investment fraud is big business. Every year, fraudsters scam older Americans out of billions of dollars. What makes the...
Investor Blog
B-Ds Address Sales of Alternative Investments
Alternative investments like non-traded REITs and private placements have levied financial havoc on many investors in recent years....
Report: Senior Designations Can Confuse the Elderly
A May 7 story by NPR highlights some of the ways in which bogus financial advisers use the “art of confusion” to siphon money...
Investor News
“The SIPC Task Force should ensure its role in the protection of investors.”
Steven Caruso, March 2012
Testifying Before Congress
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