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Home > Blog > Enhanced FINRA BrokerCheck Web Site Released

Enhanced FINRA BrokerCheck Web Site Released

The Financial Industry Regulatory Authority (FINRA) has unveiled a new and improved version of its BrokerCheck Web site that allows investors and other individuals to more quickly access and intuitively understand the professional background of investment professionals.

“Investors using BrokerCheck will encounter a more user-friendly interface that allows them to quickly find information that can help them decide if an investment professional is right for them,” said Derek Linden, FINRA Executive Vice President, Registration and Disclosure, in a statement.

The new changes let investors search both the BrokerCheck and Investment Adviser Public Disclosure (IAPD) record of any securities professional or firm directly from FINRA’s homepage.  BrokerCheck then presents the search results in a more user-friendly graphical timeline that details the industry professional’s employment status and history, industry registrations, and any reportable events such as customer disputes or disciplinary actions that may have occurred during his or her career.

FINRA also plans to make the new BrokerCheck widget available to third-party Web sites, allowing visitors to those sites direct access to securities professionals’ or firms’ BrokerCheck or IAPD reports without having to visit the FINRA or Securities and Exchange Commission (SEC) Web sites.

In 2012, members of the public used BrokerCheck to conduct 14.6 million reviews of broker or firm records.

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