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Home > Blog > Richard Berry Named to be the Next Director of Dispute Resolution by FINRA

Richard Berry Named to be the Next Director of Dispute Resolution by FINRA

Berry will be starting his new position as Executive Vice President and Director of Dispute Resolution starting December 1st. Replacing Linda Fienberg who is set to retire November 30th.  He reports directly to FINRA’s Chairman and CEO, Richard Ketchum.

Ketchum said, “Rick is an effective and thoughtful leader who brings a fresh perspective at a crucial time as we build the future of the forum. We are fortunate to have someone who throughout his career with FINRA has demonstrated an unwavering commitment to ensuring that our forum provides the highest level of service to the investors and other parties who use it. I would also like to thank Linda for the exceptional contributions she has made to FINRA’s Dispute Resolution Forum over the past 18 years.”

Berry graduated from the University of California at Santa Barbara and Hastings College of Law. Beginning his career as a member of the California Bar and practicing in San Francisco. He joined NASD in 1995 as the head of Dispute Resolution’s Los Angeles satellite office, later being promoted to Director of Case Administration in NASD’s New York office in 2001. Berry currently serves as Senior Vice President and oversees FINRA Dispute Resolutions, four regional offices.

For the original press release:

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