Skip to main content

Menu

Representing Individual, High Net Worth & Institutional Investors

Office in Indiana

317.598.2040

Home > Blog > SEC Charges 36 Firms Over Fraudulent Municipal Bond Offerings

SEC Charges 36 Firms Over Fraudulent Municipal Bond Offerings

Operating in the $3.7 trillion muni market, 36 municipal bond underwriters ordered collectively to pay about $9 million in compensation over fraudulent offerings, as part of the first pact of its kind with U.S. regulators.

Link to the SEC’s orders and penalty amounts:

 

Comments are closed.



« Back to Blog


Top of Page