City Securities Broker John Miller Suspended and Fined

FINRA recently sanctioned an Indianapolis stock broker for failing to obtain written authorization from his clients before purchasing investments in their accounts.  According to his CRD, John Miller of City Securities was suspended for 20 days and fined $10,000 by the regulator.  Maddox Hargett & Caruso is investigating these allegations.  If you believe your stock broker placed unauthorized investments in your account, please contact us.

This entry was posted in Broker/dealer. Bookmark the permalink.